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BFSI

SEBI CSCRF for a mid-size broker

Zero exceptions at filing; CCI computed from measured values.

The challenge

A qualified RE approached its first CSCRF filing with controls documented in policy but nothing measured — and no internal capacity to compute a defensible CCI.

The approach

RE-category scoping, control implementation prioritized by CCI weight, and the index computed continuously on the platform from live register data for a full quarter before filing.

The results
  • CCI filed from measured values, zero exceptions raised
  • Board reporting cadence established with MD/CEO declarations
  • Next filing is an export, not an engagement